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Financial Services Act
Results: 11033

#	Item
561	Microsoft Word - EDGA_Clearing_Letter_of_Guarantee.doc Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2015-04-15 11:43:53 Financial services Financial markets 73rd United States Congress Securities Exchange Act United States Securities and Exchange Commission United States securities law ACT Broker-dealer U.S. Securities and Exchange Commission Financial economics Financial system Finance
562	PDF Document Add to Reading List Source URL: www.nishithdesai.com Language: English - Date: 2013-07-05 07:18:54 Stock market Securities and Exchange Board of India Participatory note Financial services Institutional investors Depository participant Mutual fund Stock Securities and Exchange Board of India Act Financial economics Investment Finance
563	™ TM INVESTMENT BANKING & BROKERAGE Add to Reading List Source URL: www.sasb.org Language: English - Date: 2014-09-18 14:04:20 Economics Investment banking Dodd–Frank Wall Street Reform and Consumer Protection Act Financial adviser Bank Financial services Basel III Financial analyst Environmental Social and Corporate Governance Financial economics Systemic risk Finance
564	[NoPt.2 S.14 Central Bank and Financial Services Authority of Ireland Act 2004. Add to Reading List Source URL: www.financialombudsman.ie Language: English - Date: 2013-02-28 12:32:41 Law Ethics Government Financial Ombudsman Service Ombudsmen in Australia Legal professions Government officials Ombudsman
565	PDF Document Add to Reading List Source URL: www.fullertonfund.com Language: English - Date: 2015-03-19 04:36:20 Funds Financial services Stock market Collective investment schemes Prospectus Specialized investment fund Security Investment Company Act Rate of return Financial economics Investment Finance
566	NEP Risk Alert Sent to Commission -- STILL NON-PUBLIC Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-20 12:23:57 Financial services Funds Collective investment schemes Mutual fund Investment Company Act Financial adviser Net asset value Investment Advisers Act Registered Investment Advisor Financial economics Investment Finance
567	Microsoft Word - BYX_Clearing_Letter_of_Guarantee.doc Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2015-04-15 11:40:15 Financial services Financial markets 73rd United States Congress Securities Exchange Act United States Securities and Exchange Commission United States securities law ACT Broker-dealer U.S. Securities and Exchange Commission Financial economics Financial system Finance
568	PRAPRA RULEBOOK SOLVENCY II FIRMS; NON SOLVENCY II FIRMS; NON-AUTHORISED PERSONS: POLICYHOLDER PROTECTION INSTRUMENT 2015 Powers exercised A. The Prudential Regulation Authority (“PRA”) makes this instrument Add to Reading List Source URL: media.fshandbook.info Language: English - Date: 2015-03-31 09:05:10 Economics Financial services Financial institutions Institutional investors Insurance Financial Services and Markets Act Financial Services Compensation Scheme Liability insurance Reinsurance Financial economics Types of insurance Investment
569	PDF Document Add to Reading List Source URL: www.nishithdesai.com Language: English - Date: 2013-07-05 07:18:54 Financial services Institutional investors Collective investment schemes Securities and Exchange Board of India Hedge fund Mutual fund Private equity Securities and Exchange Board of India Act Qualified institutional placement Financial economics Investment Finance
570	February 18, 2015 The Honorable Sylvia Burwell Secretary, U.S. Department of Health and Human Services Hubert H. Humphrey Building 200 Independence Avenue, SW Add to Reading List Source URL: cahc.net Language: English - Date: 2015-02-18 13:51:43 Patient Protection and Affordable Care Act Presidency of Barack Obama Healthcare reform in the United States Insurance Health insurance Politics Health Economics Health insurance in the United States Financial institutions Institutional investors 111th United States Congress